PART 4TRANSITORY AND TRANSITIONAL PROVISIONS RELATING TO THE 2015 ACT

Warning notices under the 2015 Act

13.—(1) This article applies where the Commission has given a regulated institution a warning notice within paragraph (3) and the institution becomes a registered provider.

(2) Despite the warning notice, after the regulated institution becomes a registered provider the Commission may not give it a direction nor notice under the provisions mentioned in paragraph (3).

(3) A warning notice is within this paragraph if it is given under section 42 (proposed notices and directions: requirement to give warning notice) of the 2015 Act and it relates to—

(a)a proposed direction under—

(i)section 19 (directions in respect of inadequate quality) of that Act;

(ii)section 33 (directions in respect of failure to comply with Code) of that Act;

(b)a proposed notice under—

(i)section 37(1) of that Act in connection with the condition in section 37(3)(d) or (e) of that Act;

(ii)section 39(1) of that Act in connection with the condition in section 39(2)(c) or (d) of that Act.