Part 3AMENDMENTS TO COUNCIL REGULATION (EC) NO 428/2009

Amendments to Council Regulation (EC) No 428/2009

regulation 6 + 6.  Annex I (list of dual-use items) to Council Regulation (EC) No 428/2009 of 5 May 2009 setting up a Community Regime for the control of exports, transfer, brokering and transit of dual-use items (Recast)(1) is amended in accordance with Regulations 7 to 17.

Amendments to Definitions

regulation 7 + 7.—(1) The section headed Definitions of Terms used in this Annex is amended as follows.

(2) Omit the following definitions—

regulation 7 2 a + (a)“Basic gate propagation delay time”, including the N.B.1. and the N.B.2. to that definition;

regulation 7 2 b + (b)“Camming”;

regulation 7 2 c + (c)“Chemical laser”;

regulation 7 2 d + (d)“Communications channel controller”;

regulation 7 2 e + (e)“Film type integrated circuit”, including the N.B. to that definition;

regulation 7 2 f + (f)“Network access controller”;

regulation 7 2 g + (g)“Optical switching”;

regulation 7 2 h + (h)“Overall current density”;

regulation 7 2 i + (i)“Pulsed laser”;

regulation 7 2 j + (j)“Radar frequency agility”;

regulation 7 2 k + (k)“Run out”;

regulation 7 2 l + (l)“Spacecraft payload”;

regulation 7 2 m + (m)“Symmetric algorithm”, including the N.B. to that definition;

regulation 7 2 n + (n)“Three dimensional integrated circuit”.

(3) In the definition of—

regulation 7 3 a + (a)““Accuracy””, omit “8”;

regulation 7 3 b + (b)““Angle random walk””, omit “STD”;

regulation 7 3 c + (c)term bias + ““Bias” (accelerometer)”, omit “Std”;

regulation 7 3 d + (d)term bias + ““Bias” (gyro)”, omit “Std”;

regulation 7 3 e + (e)““Diffusion Bonding””—

regulation 7 3 e i + (i)omit “9”;

regulation 7 3 e ii + (ii)for “solid state” substitute “solid-state”;

regulation 7 3 f + (f)““Electronic Assembly””—

regulation 7 3 f i + (i)for “‘circuit elements’” substitute ““circuit elements””;

regulation 7 3 f ii + (ii)for “‘discrete components’” substitute ““discrete components””;

regulation 7 3 f iii + (iii)omit the N.B.1.;

regulation 7 3 f iv + (iv)omit the N.B.2.;

regulation 7 3 g + (g)“Hybrid integrated circuit””—

regulation 7 3 g i + (i)for “‘circuit elements’” substitute ““circuit elements””;

regulation 7 3 g ii + (ii)for “‘discrete components’” substitute ““discrete components””;

regulation 7 3 g iii + (iii)omit the N.B.1.;

regulation 7 3 g iv + (iv)omit the N.B.2.;

regulation 7 3 h + (h)““Local area network””—

regulation 7 3 h i + (i)for “‘data devices’” substitute ““data devices””;

regulation 7 3 h ii + (ii)omit the N.B.;

regulation 7 3 i + (i)““Monolithic integrated circuit””—

regulation 7 3 i i + (i)for “‘circuit elements’” substitute ““circuit elements””;

regulation 7 3 i ii + (ii)for “‘chip’” substitute “chip”;

regulation 7 3 i iii + (iii)omit the N.B.;

regulation 7 3 j + (j)““Personal area network””—

regulation 7 3 j i + (i)for “‘data devices’” substitute ““data devices””;

regulation 7 3 j ii + (ii)in the Technical Note omit paragraph 1;

regulation 7 3 k + (k)““Program””, omit “6”;

regulation 7 3 l + (l)““Repeatability””, omit “STD”;

regulation 7 3 m + (m)““Satellite navigation system””, for “satellites”, in both places it occurs, substitute ““satellites””;

regulation 7 3 n + (n)““Spacecraft bus””, for “spacecraft payload” substitute “spacecraft mission equipment”;

regulation 7 3 o + (o)““Sub-orbital craft””, for paragraph b substitute “Only perform non-orbital trajectories;”;

regulation 7 3 p + (p)““Substrate””—

regulation 7 3 p i + (i)for “‘discrete components’” substitute ““discrete components””;

regulation 7 3 p ii + (ii)omit the N.B.1.;

regulation 7 3 p iii + (iii)omit the N.B.2.;

regulation 7 3 q + (q)““Technology””, in the N.B.2., after “formulae,” insert “algorithms,”.

(4) For the definition of ““Spacecraft”” substitute—

““Spacecraft” (5 9) means a craft designed to operate in, persist in or transit through space in the form of a “satellite”, “space probe”, or “space vehicle”.

Note:

“Spacecraft” does not include landers, rovers, or other craft, limited by design to operate on or beneath the surface of, or in the atmosphere of an extra-terrestrial celestial body, or “sub-orbital craft”.”.

(5) Insert the following definitions in the appropriate places—

• ““Circuit element” is a single active or passive functional part of an electronic circuit, such as one diode, one transistor, one resistor, one capacitor, etc.”;

• ““Data device” (4) means equipment capable of transmitting or receiving sequences of digital information.”;

• ““Discrete component” is a separately packaged “circuit element” with its own external connections.”;

• ““Maintenance Level I” (7) means the failure of an inertial navigation unit is detected on the “aircraft” by indications from the Control and Display Unit (CDU) or by the status message from the corresponding sub-system. By following the manufacturer’s manual, the cause of the failure may be localised at the level of the malfunctioning Line Replaceable Unit (LRU). The operator then removes the LRU and replaces it with a spare.”;

• ““Maintenance Level II” (7) means the defective LRU is sent to the maintenance workshop (the manufacturer’s or that of the operator responsible for level II maintenance). At the maintenance workshop, the malfunctioning LRU is tested by various appropriate means to verify and localise the defective Shop Replaceable Assembly (SRA) module responsible for the failure. This SRA is removed and replaced by an operative spare. The defective SRA (or possibly the complete LRU) is then shipped to the manufacturer. “Maintenance Level II” does not include the disassembly or repair of specified accelerometers or gyro sensors.”;

• ““Non-repetitive pulsed” (6) means “lasers” that produce either a single output pulse or that have a time interval between pulses exceeding one minute.”;

• ““Satellite” (5 9) means a “spacecraft”, other than a “space vehicle”, designed to operate in orbit around Earth or another celestial body; “satellites” include orbital space stations.”;

• ““Spacecraft mission equipment” (9) means equipment, designed to be located on a “spacecraft bus”, and to perform a mission in space or to enable the “spacecraft” to perform its mission (e.g., communications, observation, science, transport).

  Technical note: “Spacecraft mission equipment” is sometimes referred to as a spacecraft payload.”;

• ““Space probe” (9) means a “spacecraft”, other than a “satellite” or “space vehicle”, designed not to return to Earth.”;

• ““Space vehicle” means “spacecraft” designed to provide transport for cargo or passengers.

  Note: “Space vehicles” include craft designed to safely return to Earth.”;

• ““Strong mechanical bond” (9) means a bond having a bond strength equal to or greater than propellant strength.”;

• ““Wall-plug efficiency” (6) means the ratio of “laser” output power (or “average output power”) to total electrical input power required to operate the “laser”, including the power supply/conditioning and thermal conditioning/heat exchanger.”

Amendments to Category 0 - Nuclear Materials, Facilities, and Equipment

regulation 8 + 8.—(1) The section headed Category 0 - Nuclear Materials, Facilities, and Equipment is amended as follows.

(2) In the section headed 0B Test, Inspection and Production Equipment—

regulation 8 2 a + (a)at the end of entry 0B004.a.2., insert—

regulation 8 2 b + (b)in entry 0B004.b.3., for “to 2,5 m” substitute “or greater”;

regulation 8 2 c + (c) for entry 0B004.b.6., substitute “Not used;”;

regulation 8 2 d + (d)in entry 0B004.b.8.—

regulation 8 2 d i + (i)before “upgrade systems” insert “finishing units,”;

regulation 8 2 d ii + (ii)for “therefor,” substitute “with diameters of 0,1m or greater, specially designed or prepared”;

regulation 8 2 e + (e)after entry 0B004.b.9., insert—

Amendments to Category 1 - Special Materials and Related Equipment

regulation 9 + 9.—(1) The section headed Category 1 - Special Materials and Related Equipment is amended as follows.

(2) In the section headed 1A Systems, Equipment and Components—

regulation 9 2 a + (a)in Note 2 to entry 1A002, after “semi-finished items” omit “,”;

regulation 9 2 b + (b)in the Technical Note to entry 1A007.b., for “vaporization” substitute “vaporisation”;

regulation 9 2 c + (c)at the end of entry 1A008.a.2., insert—

“Technical Note:

For the purposes of 1A008.a., ‘shaped charges’ are explosive charges shaped to focus the effects of the explosive blast.”;

regulation 9 2 d + (d)in entry 1A008.d., omit the Technical Note;

regulation 9 2 e + (e)in entry 1A202—

regulation 9 2 e i + (i)after “form of” insert “thin-walled”;

regulation 9 2 e ii + (ii)for “both” substitute “all”;

regulation 9 2 f + (f)in entry 1A202.a.—

regulation 9 2 f i + (i)for “400” substitute “650”;

regulation 9 2 f ii + (ii)at the end, omit “and”;

regulation 9 2 g + (g)in entry 1A202—

regulation 9 2 g i + (i) after paragraph a insert—

regulation 9 2 g ii + (ii)renumber as paragraph c the paragraph starting with the words “Made with any”;

regulation 9 2 h + (h)in entry 1A225—

regulation 9 2 h i + (i)for “Platinized” substitute “Wet-proofed platinised”;

regulation 9 2 h ii + (ii)after “tritium from” omit “heavy”;

regulation 9 2 h iii + (iii)after “the production” insert “or upgrading”;

regulation 9 2 h iv + (iv)at the end, insert—

“Technical Note:

In heavy water moderated reactors, upgraders maintain the heavy water concentration in the reactor core. Wet-proofed platinised catalysts can also be used to upgrade heavy water.”.

(3) In the section headed 1B Test, Inspection and Production Equipment—

regulation 9 3 a + (a)in entry 1B001.e., for “prepegs” substitute “prepregs”;

regulation 9 3 b + (b)in the Technical Notes to entry 1B001.g.—

regulation 9 3 b i + (i)after the heading “Technical Notes:”, on a new line insert “For the purposes of 1B001.:”;

regulation 9 3 b ii + (ii)in paragraph 1—

regulation 9 3 b ii aa + (aa)for “For the purposes of 1B001, ‘primary” substitute “‘Primary”;

regulation 9 3 b ii bb + (bb)for “the position” substitute “is the positioning”;

regulation 9 3 b iii + (iii)in paragraph 2, for “For the purposes of 1B001, a” substitute “ A”;

regulation 9 3 c + (c)in entry 1B228.a., for “temperatures of 35 K (-238°C) or less” substitute “temperatures in the range of 15 K (-258°C) to 35 K (-238°C)”;

regulation 9 3 d + (d)in entry 1B228.b., for “of 0,5 to 5 MPa” substitute “in the range of 0,1 MPa to 1 MPa”;

regulation 9 3 e + (e)for entry 1B228.c.1., substitute “Austenitic stainless steel; or”;

regulation 9 3 f + (f)in entry 1B228.c.2.—

regulation 9 3 f i + (i)for “Equivalent materials” substitute “‘Equivalent materials’”;

regulation 9 3 f ii + (ii)after “hydrogen (H2)-compatible” insert “between 15 K (-258°C) and 35 K (-238°C)”;

regulation 9 3 g + (g)for the Technical Note to entry 1B228, substitute—

(4) In the section headed 1C Materials—

regulation 9 4 a + (a)in paragraph a of the Technical Note in entry 1C, at the beginning, after “i.e.” omit “:”;

regulation 9 4 b + (b)in the Note to entry 1C001.b., after “materials” omit “,”;

regulation 9 4 c + (c)in entry 1C002.c.1.a.—

regulation 9 4 c i + (i)after “i.e.” insert “,”;

regulation 9 4 c ii + (ii)at the end, insert—

“Note:

1C002.c.1.a. includes nickel alloys qualified for aero, aero-derivative, industrial or marine gas turbine engines.”;

regulation 9 4 d + (d)in entry 1C002.c.2.g., omit “or”;

regulation 9 4 e + (e)in entry 1C002.c.2.h. for “and” substitute “or”;

regulation 9 4 f + (f)after entry 1C002.c.2.h., insert—

regulation 9 4 g + (g) in the Technical Notes at the end of entry 1C002, for paragraph 10, substitute—

“10.

‘Ultrasonic atomisation’ is a process to reduce a molten stream of metal alloy to droplets of 500 μm diameter or less by ultrasonic vibration.

11.

For the purposes of 1C002 Technical Notes, ‘solidify rapidly’ is a process involving the solidification of molten material at cooling rates exceeding 1 000 K/s.”;

regulation 9 4 h + (h)in entry 1C005.b.1., for “(-263,31°C)” substitute “(-263,3°C)”;

regulation 9 4 i + (i)in entry 1C005.b.2., for “(-268,96°C)” substitute “(-268,95°C)”;

regulation 9 4 j + (j)in entry 1C005.c., for “(-158,16°C)” substitute “(-158,15°C)”;

regulation 9 4 k + (k)in the Note to entry 1C010.b., in paragraph a.3., for “15 mm.” substitute “15 mm;”;

regulation 9 4 l + (l)in entry 1C010.e.2.c., for “phenolic resin;” substitute “phenolic resin.”;

regulation 9 4 m + (m)in Note 2 to entry 1C010.e., in paragraph a, for “following;” substitute “following:”;

regulation 9 4 n + (n)in the Technical Notes to entry 1C010.e.2., in paragraph 2, after “7028-07” omit “,”;

regulation 9 4 o + (o)at the end of entry 1C011.d., for “.” substitute “;”;

regulation 9 4 p + (p)in the N.B. at the end of entry 1C011—

regulation 9 4 p i + (i)for “See also Military Goods Controls for” substitute “For”;

regulation 9 4 p ii + (ii)after “military purposes”, insert “, see Military Goods Controls”;

regulation 9 4 q + (q)in Technical Note 1 to entry 1C116, in paragraph 1, for “nickel, very low carbon content” substitute “nickel content, carbon content of less than or equal to 0,03% by weight,”;

regulation 9 4 r + (r)in Note 3 to entry 1C350, for “.88 and .89” substitute “.88, .89 and .90”;

regulation 9 4 s + (s)in entry 1C351.d.1., for “toxins” substitute “neurotoxins”.

Amendments to Category 2 - Materials Processing

regulation 10 + 10.—(1) The section headed Category 2 - Materials Processing is amended as follows.

(2) In the section headed 2B Test, Inspection and Production Equipment—

regulation 10 2 a + (a)in entry 2B001.b.4.a.—

regulation 10 2 a i + (i)for ““run-out”” substitute “‘run-out’”;

regulation 10 2 a ii + (ii)for ““camming”” substitute “‘camming’”;

regulation 10 2 b + (b)after entry 2B001.b.4.b., insert—

regulation 10 2 c + (c)in entry 2B001.c.2.c., for “4 m.” substitute “4 m;”;

regulation 10 2 d + (d)in the Note to entry 2B001.c.2.c., for “length.” substitute “length;” and for “1,1 μm.” substitute “1,1 μm;”;

regulation 10 2 e + (e)in entry 2B001.d., for “Electrical discharge machines” substitute “Electrical Discharge Machines”;

regulation 10 2 f + (f)in entry 2B002.d.—

regulation 10 2 f i + (i)for “Magnetorheological finishing” substitute “‘Magnetorheological finishing’”;

regulation 10 2 f ii + (ii)for “Electrorheological finishing” substitute “‘Electrorheological finishing’”;

regulation 10 2 g + (g)in the N.B. at the end of entry 2B004, after “tooling” insert “,”;

regulation 10 2 h + (h)in entry 2B006.b.3.c—

regulation 10 2 h i + (i)for ““measurement uncertainty”” substitute “‘measurement uncertainty’”;

regulation 10 2 h ii + (ii)after “0,01°C;” omit “or”;

regulation 10 2 i + (i)in the Note at the end of entry 2B006.d., for “2B006” substitute “2B006.a.”;

regulation 10 2 j + (j)for entry 2B352.c., including the Technical Note, substitute—

regulation 10 2 k + (k)after entry 2B352.i., insert—

(3) In the section headed 2D Software, in Note 2 to entry 2D002—

regulation 10 3 a + (a)for “See 2D001 and 2D003 for” substitute “ For”;

regulation 10 3 b + (b)after “in 2B002” insert “, see 2D001 and 2D003”.

(4) In the section headed 2E Technology—

regulation 10 4 a + (a)in the Note to entry 2E001 for “coordinate measurement machines” substitute “Coordinate Measuring Machines (CMM)”;

regulation 10 4 b + (b)in the Technical Note to the table (Deposition techniques) that appears after entry 2E301—

regulation 10 4 b i + (i)in paragraph a—

regulation 10 4 b i aa + (aa)for “ N.B.1 ” substitute “ N.B.1. ”;

regulation 10 4 b i bb + (bb)for “ N.B.2 ” substitute “ N.B.2. ”;

regulation 10 4 b i cc + (cc)for “ N.B.3 ” substitute “N.B.3.”;

regulation 10 4 b ii + (ii)in paragraphs d and f—

regulation 10 4 b ii aa + (aa)for “ N.B.1 ” substitute “N.B.1.”;

regulation 10 4 b ii bb + (bb)for “ N.B.2 ” substitute “N.B.2.”.

Amendments to Category 3 - Electronics

regulation 11 + 11.—(1) The section headed Category 3 - Electronics is amended as follows.

(2) In the section headed 3A Systems, Equipment and Components—

regulation 11 2 a + (a)in the Note to entry 3A001.a.—

regulation 11 2 a i + (i)for ““Film type integrated circuits”” substitute “‘Film type integrated circuits’”;

regulation 11 2 a ii + (ii)for ““Three dimensional integrated circuits”” substitute “‘Three dimensional integrated circuits’”;

regulation 11 2 a iii + (iii)after “ (“MMICs”).” insert—

regulation 11 2 b + (b)in entry 3A001.a.2., for “analogue-to-digital converters, integrated circuits that contain analogue-to-digital converters and store or process the digitised data, digital-to-analogue converters” substitute “Analogue-to-Digital Converters (ADCs), integrated circuits that contain ADCs and store or process the digitised data, Digital-to-Analogue Converters (DACs)”;

regulation 11 2 c + (c)in entry 3A001.a.5.b., for “Digital-to-Analogue Converters (DAC” substitute “DACs”;

regulation 11 2 d + (d)in entry 3A001.a.5.b.1., after “10 bit or more” insert “,”;

regulation 11 2 e + (e)in the Note to entry 3A001.a.7.—

regulation 11 2 e i + (i)after “(CPLDs)” insert “;”;

regulation 11 2 e ii + (ii)after “ (FPGAs)” insert “;”;

regulation 11 2 e iii + (iii)after “ (FPLAs)” insert “;”;

regulation 11 2 e iv + (iv)after “ (FPICs)” insert “.”;

regulation 11 2 f + (f)in entry 3A001.a.10.b., for ““basic gate propagation delay time”” substitute “‘basic gate propagation delay time’”;

regulation 11 2 g + (g)at the end of entry 3A001.a.10., insert—

regulation 11 2 h + (h)in the N.B.1. to entry 3A001.a.14., for “analogue-to-digital converter integrated circuits” substitute “Analogue-to-Digital Converter (ADC) integrated circuits,”;

regulation 11 2 i + (i)in the N.B.2. to entry 3A001.a.14., after “devices” insert “,”;

regulation 11 2 j + (j)in entry 3A001.b.1.d., for “‘dual mode’.” substitute “‘dual mode’;”;

regulation 11 2 k + (k)in the N.B. to entry 3A001.b.2., after “ shifter” insert “,”;

regulation 11 2 l + (l)in Note 1 to entry 3A001.b.3., for “through” substitute “to”;

regulation 11 2 m + (m)in entry 3A001.b.4., for “solid state”, in both places it occurs, substitute “solid-state”;

regulation 11 2 n + (n)in entry 3A001.b.4.e.3., for “90 GHz; or” substitute “90 GHz.”;

regulation 11 2 o + (o)in the N.B.1. to entry 3A001.b.4., after “amplifiers” insert “,”;

regulation 11 2 p + (p)in the N.B.2. to entry 3A001.b.4., after “‘transmit modules’” insert “,”;

regulation 11 2 q + (q)in entry 3A001.b.7.c.2., after “GHz;”, insert “or”;

regulation 11 2 r + (r)in entry 3A001.b.7.c.3., omit “or”;

regulation 11 2 s + (s)in entry 3A001.b.11., including the Technical Note, for “synthesiser”, in both places it occurs, substitute “synthesizer”;

regulation 11 2 t + (t)in entry 3A001.c.1.b., after “1 GHz” omit “,”;

regulation 11 2 u + (u)in the Technical Notes to entry 3A001.e.1., for “Ohms” substitute “ohms”;

regulation 11 2 v + (v)in entry 3A001.e.3.c.—

regulation 11 2 v i + (i)for ““overall current density”” substitute “‘overall current density’”;

regulation 11 2 v ii + (ii)at the end, insert—

regulation 11 2 w + (w)in Note 1 to entry 3A001.g.—

regulation 11 2 w i + (i)after “(SCRs)” insert “;”;

regulation 11 2 w ii + (ii)after “ (ETTs)” insert “;”;

regulation 11 2 w iii + (iii)after “ (LTTs)” insert “;”;

regulation 11 2 w iv + (iv)after “ (IGCTs)” insert “;”

regulation 11 2 w v + (v)after “(GTOs)” insert “;”;

regulation 11 2 w vi + (vi)after “(MCTs)” insert “;”;

regulation 11 2 w vii + (vii)after “Solidtrons” insert “.”;

regulation 11 2 x + (x)in Note 2 to entry 3A001.h.—

regulation 11 2 x i + (i)after “ (JFETs)” insert “;”;

regulation 11 2 x ii + (ii)after “ (VJFETs)” insert “;”;

regulation 11 2 x iii + (iii)after “ (MOSFETs)” insert “;”;

regulation 11 2 x iv + (iv)for “ (DMOSFET)” substitute “(DMOSFETs);”;

regulation 11 2 x v + (v)for “(IGBT)” substitute “(IGBTs);”;

regulation 11 2 x vi + (vi)after “ (HEMTs)” insert “;”;

regulation 11 2 x vii + (vii)after “ (BJTs)” insert “;”;

regulation 11 2 x viii + (viii)after “ (SCRs)” insert “;”;

regulation 11 2 x ix + (ix)after “ (GTOs)” insert “;”;

regulation 11 2 x x + (x)after “ (ETOs)” insert “;”

regulation 11 2 x xi + (xi)after “PiN Diodes” insert “;”

regulation 11 2 x xii + (xii)after “Schottky Diodes” insert “.”;

regulation 11 2 y + (y)for entry 3A002.a.7., including the Note, substitute—

regulation 11 2 z + (z)in entry 3A002.h.1.d., after “14 bit or more” insert “,”.

(3) In the section headed 3B Test, Inspection and Production Equipment—

regulation 11 3 a + (a)in the Technical Note to entry 3B001.f.1.b., after “0,35” insert “.”;

regulation 11 3 b + (b)in the Note to entry 3B001.f.2—

regulation 11 3 b i + (i)after “printing tools” insert “;”;

regulation 11 3 b ii + (ii)after “embossing tools” insert “;”;

regulation 11 3 b iii + (iii)after “lithography tools” insert “;”;

regulation 11 3 b iv + (iv)after “(S-FIL) tools” insert “.”.

(4) In the section headed 3C Materials, in entry 3C005.b., at the end insert—

(5) In the section headed 3E Technology—

regulation 11 5 a + (a)in entry 3E003.b., for “high electron mobility transistors (HEMT), hetero-bipolar transistors (HBT)” substitute “High Electron Mobility Transistors (HEMTs), Heterojunction Bipolar Transistors (HBTs)”;

regulation 11 5 b + (b)in the Note to entry 3E003.b. —

regulation 11 5 b i + (i)for “high electron mobility transistors (HEMT)” substitute “HEMTs”;

regulation 11 5 b ii + (ii)for “hetero junction bipolar transistors (HBT)” substitute “HBTs”.

Amendments to Category 4 - Computers

regulation 12 + 12.—(1) The section headed Category 4 - Computers is amended as follows.

(2) In the section headed 4A Systems, Equipment and Components, in entry 4A003.g.—

regulation 12 2 a + (a)in the Note—

regulation 12 2 a i + (i)for ““network access controllers”” substitute “‘network access controllers’”;

regulation 12 2 a ii + (ii)for ““communications channel controllers”” substitute “‘communications channel controllers’”;

regulation 12 2 a iii + (iii)at the end, insert—

(3) In the section headed 4E Technology—

regulation 12 3 a + (a)in entry 4E001.a., for “4D.” substitute “4D;”;

regulation 12 3 b + (b)term app + in Note 6 to the section headed Technical Note on “Adjusted Peak Performance (“APP”)”, for “memory;” substitute “ memory.”.

Amendments to Category 5 - Telecommunications and “Information Security”

regulation 13 + 13.—(1) The section headed Category 5 - Telecommunications and “Information Security” is amended as follows.

(2) In the section headed 5A1 Systems, Equipment and Components—

regulation 13 2 a + (a)in Note 2 to entry 5A001.a., for “satellites” substitute ““spacecraft””;

regulation 13 2 b + (b)in the Note to entry 5A001.b.3.b., for “satellite” substitute ““satellite””;

regulation 13 2 c + (c)in entry 5A001.b.6., for “700 bit/s.” substitute “700 bit/s;”;

regulation 13 2 d + (d)in entry 5A001.d.1., after “31,8 GHz” omit “,”;

regulation 13 2 e + (e)in entry 5A001.d.2., after “57 GHz” omit “,”;

regulation 13 2 f + (f)in entry 5A001.d.3., after “66 GHz” omit “,”;

regulation 13 2 g + (g)in Note 2 to 5A001.d., for “satellite” substitute ““satellite””;

regulation 13 2 h + (h)in the N.B.2. to entry 5A001.f., after “receivers” insert “,”.

(3) In the section headed 5D1 Software, in entry 5D001.d.4., for “level 1 024.” substitute “level 1 024;”.

(4) In the section headed 5E1 Technology—

regulation 13 4 a + (a)in entry 5E001.b.1., for “satellites” substitute ““spacecraft””;

regulation 13 4 b + (b)in entry 5E001.c.3.—

regulation 13 4 b i + (i)for ““optical switching”” substitute “‘optical switching’”;

regulation 13 4 b ii + (ii)at the end, insert—

“Technical Note:

For the purposes of 5E001.c.3., ‘optical switching’ is the routing of or switching of signals in optical form without conversion to electrical signals.”.

(5) In the section headed 5A2 Systems, Equipment and Components—

regulation 13 5 a + (a)in the N.B. to entry 5A002—

regulation 13 5 a i + (i)after “7A005” insert “,”;

regulation 13 5 a ii + (ii)after ““technology”” insert “,”;

regulation 13 5 b + (b)in the Technical Notes to entry 5A002.a.—

regulation 13 5 b i + (i)in paragraph 1.g—

regulation 13 5 b i aa + (aa)for ““personal area network”” substitute “‘personal area network’”;

regulation 13 5 b i bb + (bb)at the end, insert—

regulation 13 5 b ii + (ii)in paragraph 2.a—

regulation 13 5 b ii aa + (aa)for ““symmetric algorithm”” substitute “‘symmetric algorithm’”;

regulation 13 5 b ii bb + (bb)at the end, insert—

regulation 13 5 c + (c)in Note 2 to entry 5A002.a.—

regulation 13 5 c i + (i)in paragraph c, for “radiotelophones” substitute “radiotelephones”;

regulation 13 5 c ii + (ii)in paragraph e, after “civil use,” insert “that have been customised for a specific civil industry application,”.

Amendments to Category 6 - Sensors and Lasers

regulation 14 + 14.—(1) The section headed Category 6 - Sensors and Lasers is amended as follows.

(2) In the section headed 6A Systems, Equipment and Components—

regulation 14 2 a + (a)in entry 6A001.a.1.a.—

regulation 14 2 a i + (i)before entry 6A001.a.1.a.1., insert—

“Technical Note:

For the purposes of 6A001.a.1.a., ‘enhancement’ includes the ability to compensate by external means.”;

regulation 14 2 a ii + (ii)at the end of entry 6A001.a.1.a.1., for the Technical Notes, substitute—

“Technical Note:

For the purposes of 6A001.a.1.a.1.c., ’sounding resolution’ is the swath width (degrees) divided by the maximum number of soundings per swath.”;

regulation 14 2 b + (b)in entry 6A001.a.2.b.2., omit the Technical Note;

regulation 14 2 c + (c)at the end of entry 6A001.a.2.b.8., for the Technical Note, substitute—

regulation 14 2 d + (d)in entry 6A002.a.2.b.2.b., for “‘charge multiplication’” substitute ““charge multiplication””;

regulation 14 2 e + (e)in Note 2 to entry 6A002.a.3., in paragraph c.2., for “in place.” substitute “in place;”;

regulation 14 2 f + (f)after paragraph d to Note 2 of entry 6A002.a.3, omit the Technical Note;

regulation 14 2 g + (g)in entry 6A002.b.1., for “Instantaneous-Field-Of-View” substitute “Instantaneous Field of View”;

regulation 14 2 h + (h)in entry 6A002.c.3., for “Solid state ” substitute “Solid-state”;

regulation 14 2 i + (i)in the Technical Note to entry 6A002.f., after ““focal plane array”” omit “term fpa + (“FPA”)”;

regulation 14 2 j + (j)in entry 6A003.b.1. —

regulation 14 2 j i + (i)for “solid state sensors” substitute “solid-state sensors”;

regulation 14 2 j ii + (ii)after “10 nm” omit “,”;

regulation 14 2 k + (k)in entry 6A003.b.1.a., for “solid state”, in each place it occurs, substitute “solid-state”;

regulation 14 2 l + (l)in entry 6A003.b.2.a., after “10 nm” omit “,”;

regulation 14 2 m + (m)in Note 3 to entry 6A003.b.4.—

regulation 14 2 m i + (i)in paragraph b.1. for “Instantaneous-Field-of-View” substitute “Instantaneous Field of View”;

regulation 14 2 m ii + (ii)at the end of paragraph b.1., insert—

“Technical Note:

For the purposes of 6A003.b.4. Note 3.b.1., ‘Instantaneous Field of View (IFOV) is the lesser figure of the ‘Horizontal IFOV’ or the ‘Vertical IFOV’.

‘Horizontal IFOV’ = horizontal Field of View (FOV)/number of horizontal detector elements

‘Vertical IFOV’ = vertical Field of View (FOV)/number of vertical detector elements.”;

regulation 14 2 m iii + (iii)at paragraph b.4.a., for “field-of-view” substitute “Field of View”;

regulation 14 2 m iv + (iv)omit the Technical Notes;

regulation 14 2 n + (n)in Note 4 to entry 6A003.b.4., at paragraph a.1.d., after “equipment;” omit “and”;

regulation 14 2 o + (o)at the end of Note 4 to entry 6A003.b.4., insert—

“Technical Note:

For the purposes of 6A003.b.4., ‘direct view’ refers to an imaging camera operating in the infrared spectrum that presents a visual image to a human observer using a near-to-eye micro display incorporating any light-security mechanism.”;

regulation 14 2 p + (p)in entry 6A004.a.1., for “Technical Note:” substitute “Technical Notes:”;

regulation 14 2 q + (q)in entry 6A005—

regulation 14 2 q i + (i)in Note 2, for “‘non-repetitive pulsed’” substitute ““non-repetitive pulsed””;

regulation 14 2 q ii + (ii)omit the Technical Note to Note 2;

regulation 14 2 q iii + (iii)for Note 6, substitute—

“Technical Note:

For the purposes of 6A005.a. and 6A005.b., ‘single transverse mode’ refers to “lasers” with a beam profile having an M²-factor of less than 1,3, while ‘multiple transverse mode’ refers to “lasers” with a beam profile having an M²-factor equal to or greater than 1,3.”;

regulation 14 2 r + (r)before entry 6A005.a., omit the Technical Note beginning with “For the purposes of 6A005., ‘wall-plug”;

regulation 14 2 s + (s)in entry 6A005.a.6.b.1., for “‘Wall-plug efficiency’” substitute ““Wall-plug efficiency””;

regulation 14 2 t + (t)in Note 1 to entry 6A005.a.6.b., for “note” substitute “Note”;

regulation 14 2 u + (u)in entry 6A005.b.—

regulation 14 2 u i + (i)for ““pulsed lasers”” substitute “‘pulsed lasers’”;

regulation 14 2 u ii + (ii) at the end, insert—

“Technical Note:

For the purposes of 6A005.b., a ‘pulsed laser’ is a “laser” having a “pulse duration” that is less than or equal to 0,25 seconds.”;

regulation 14 2 v + (v)in entry 6A005.b.6., for “‘Wall-plug efficiency’”, in each place it occurs, substitute ““Wall-plug efficiency””;

regulation 14 2 w + (w)at the end of entry 6A005.d.1., insert—

regulation 14 2 x + (x)in entry 6A005.d.1.b.1.—

regulation 14 2 x i + (i)for “1 400” substitute “780”;

regulation 14 2 x ii + (ii)after “power” omit “,”;

regulation 14 2 y + (y)for entries 6A005.d.1.b.2 and 6A005.d.1.b.3., substitute—

regulation 14 2 z + (z)in entry 6A005.d.1.e., omit the Technical Notes;

regulation 14 2 z1 + (z1)in entry 6A005.d.5.—

regulation 14 2 z1 i + (i)for ““Chemical lasers”” substitute “‘Chemical lasers’”;

regulation 14 2 z1 ii + (ii)at the end, insert—

“Technical Note:

For the purposes of 6A005.d.5., ‘chemical laser’ is a “laser” in which the excited species is produced by the output energy from a chemical reaction.”;

regulation 14 2 z2 + (z2)in entry 6A005.d.6., for “‘Non-repetitive pulsed’” substitute ““Non-repetitive pulsed”” and for “Nd: glass” substitute “Nd:glass”;

regulation 14 2 z3 + (z3)in entry 6A005.e.3.c.2., for “10 kW/cm².” substitute “10 kW/cm²;”;

regulation 14 2 z4 + (z4)in the N.B. to entry 6A005.f., for “Super-High” substitute “Super High”;

regulation 14 2 z5 + (z5)in entry 6A008.h.2.—

regulation 14 2 z5 i + (i)for ““Radar frequency agility”” substitute “‘Radar frequency agility’”;

regulation 14 2 z5 ii + (ii) at the end, insert—

“Technical Note:

For the purposes of 6A008.h., ‘radar frequency agility’ applies to any technique which changes, in a pseudo-random sequence, the carrier frequency of a pulsed radar transmitter between pulses or between groups of pulses by an amount equal to or larger than the pulse bandwidth.”;

regulation 14 2 z6 + (z6)in the Technical Notes to entry 6A008—

regulation 14 2 z6 i + (i)after the heading “Technical Notes:”, on a new line insert “For the purposes of 6A008:”;

regulation 14 2 z6 ii + (ii)in paragraph 1, for “For the purposes of 6A008, ‘marine” substitute “ ‘Marine”;

regulation 14 2 z6 iii + (iii)in paragraph 2, for “For the purposes of 6A008, ‘vessel” substitute “ ‘Vessel”;

regulation 14 2 z6 iv + (iv)in the Note to entry 6A225, for “Interferometers) and PDV” substitute “Interferometers), PDV”;

regulation 14 2 z6 v + (v)at the end, insert “and microwave velocity interferometers, including optic-microwave mixing velocimeters”.

(3) In the section headed 6C Materials—

regulation 14 3 a + (a)in entry 6C004.b.4., after “diphosphide);” omit “or”;

regulation 14 3 b + (b)in the Technical Note to entry 6C005.b., at the end, omit “1.”.

(4) In the section headed 6D Software, in entry 6D003.c., after “Note 3.a.” insert “;”.

Amendments to Category 7 - Navigation and Avionics

regulation 15 + 15.—(1) The section headed Category 7 - Navigation and Avionics is amended as follows.

(2) In the section headed 7A Systems, Equipment and Components—

regulation 15 2 a + (a)in the Technical Notes to entry 7A003—

regulation 15 2 a i + (i)after the heading “Technical Notes:”, on a new line insert “For the purposes of 7A003:”;

regulation 15 2 a ii + (ii)in paragraph 1, for “For the purposes of 7A003., ‘inertial” substitute “‘Inertial”;

regulation 15 2 a iii + (iii)in paragraph 2, for “For the purposes of 7A003., ‘positional” substitute “‘Positional”;

regulation 15 2 b + (b)in the Technical Note to entry 7A004, for “7A004.a.” substitute “7A004”;

regulation 15 2 c + (c)for the N.B. to entry 7A008, substitute—

“N.B.:

For acoustic systems, see 6A001.a., and for correlation-velocity and Doppler-velocity sonar log equipment, see 6A001.b.

For other marine systems, see 8A002.”;

(3) In the section headed 7B Test, Inspection and Production Equipment—

regulation 15 3 a + (a)in the Note to entry 7B001—

regulation 15 3 a i + (i)for “‘Maintenance Level I’” substitute ““Maintenance Level I””;

regulation 15 3 a ii + (ii)for “‘Maintenance Level II’” substitute ““Maintenance Level II””;

regulation 15 3 b + (b)in entry 7B001 omit the Technical Notes.

(4) In the section headed 7E Technology—

regulation 15 4 a + (a)in entry 7E003—

regulation 15 4 a i + (i)in the Note, for “‘Maintenance Level I’ or ‘Maintenance Level II’” substitute ““Maintenance Level I” or “Maintenance Level II””;

regulation 15 4 a ii + (ii)omit the N.B.;

regulation 15 4 b + (b)in the Technical Note to entry 7E004.a.5., after “i.e.” insert “,”.

Amendments to Category 8 - Marine

regulation 16 + 16.—(1) The section headed Category 8 - Marine is amended as follows.

(2) In the section headed 8A Systems, Equipment and Components—

regulation 16 2 a + (a)in the Technical Notes to entry 8A001.b., at paragraph 2, for “8A0001.b.” substitute “8A001.b.3.b.”;

regulation 16 2 b + (b)for entry 8A001.c.1.c., substitute “Not used;”;

regulation 16 2 c + (c)for entry 8A002.a.2., substitute—

“Direct current electric propulsion thrusters and specially designed motors therefor;

Technical Note:

For the purposes of 8A002.a.2., brushless direct current motors may be referred to as Permanent Magnet Alternating Current (PMAC) motors.”;

regulation 16 2 d + (d)in entry 8A002.b.3.—

regulation 16 2 d i + (i)for “automated control” substitute “‘automated control’”;

regulation 16 2 d ii + (ii) at the end, insert—

“Technical Note:

For the purposes of 8A002.b., ‘automated control’ systems apply to systems onboard submersible vehicles.”;

regulation 16 2 e + (e)in entry 8A002.d.2.b., for “laser” substitute ““laser””.

(3) In the section headed 8E Technology, in entry 8E002.b., after “8A002.p.” insert “;”.

Amendments to Category 9 - Aerospace and Propulsion

regulation 17 + 17.—(1) The section headed Category 9 - Aerospace and Propulsion is amended as follows.

(2) In the section headed 9A Systems, Equipment and Components—

regulation 17 2 a + (a)in entry 9A001.a., after “9E003.i.” omit “;”;

regulation 17 2 b + (b)in entry 9A004—

regulation 17 2 b i + (i)for “payloads” substitute “mission equipment”;

regulation 17 2 b ii + (ii)after entry 9A004.b., insert—

regulation 17 2 b iii + (iii)in entry 9A004.d., for “payloads” substitute “mission equipment”;

regulation 17 2 b iv + (iv)for entry 9A004.e.1. to entry 9A004.e.3. substitute—

regulation 17 2 c + (c)in entry 9A007.e.—

regulation 17 2 c i + (i)for “‘strong mechanical bond’” substitute ““strong mechanical bond””;

regulation 17 2 c ii + (ii)omit the Technical Note;

regulation 17 2 d + (d)in entry 9A008.a., for “‘strong mechanical bond’” substitute ““strong mechanical bond””;

regulation 17 2 e + (e)in the Technical Notes to entry 9A012.a.—

regulation 17 2 e i + (i)after the heading “Technical Notes:” on a new line insert “For the purposes of 9A012.a.:”;

regulation 17 2 e ii + (ii)in paragraph 1, for “For the purposes of 9A012.a., ‘operator’” substitute “‘ Operator’”;

regulation 17 2 e iii + (iii)in paragraph 2, for “For the purposes of 9A012.a., ‘endurance’” substitute “ ‘Endurance’”;

regulation 17 2 e iv + (iv)in paragraph 3, for “For the purposes of 9A012.a., ‘natural” substitute “ ‘Natural”.

(3) In the section headed 9B Test, Inspection and Production Equipment—

regulation 17 3 a + (a)after the heading, on a new line insert—

regulation 17 3 b + (b)in entry 9B003 after “turbine” insert “engine”;

regulation 17 3 c + (c)in entry 9B004—

regulation 17 3 c i + (i)for “solid state” substitute “solid-state”;

regulation 17 3 c ii + (ii)for “turbines” substitute “turbine engines”.

(4) In the section headed 9D Software—

regulation 17 4 a + (a)in the N.B. to entry 9D005—

regulation 17 4 a i + (i)for “listed” substitute “specified”;

regulation 17 4 a ii + (ii)for “payloads”” substitute “mission equipment””;

regulation 17 4 b + (b)in entry 9D101, after “9B106,” insert “9B107,”.

(5) In the section headed 9E Technology—

regulation 17 5 a + (a)in entry 9E003, after “Other “technology” as follows:” insert—

regulation 17 5 b + (b)in entry 9E003.a.1., for “Gas turbine” substitute “Turbine”;

regulation 17 5 c + (c)in entry 9E003.a.2.e., for “Utilisation of ‘pressure” substitute “‘Pressure”;

regulation 17 5 d + (d)in the Technical Notes to entry 9E003.a.2.—

regulation 17 5 d i + (i)in paragraph 2, after “purposes of” insert “9E003.a.2.a. and”;

regulation 17 5 d ii + (ii)in paragraph 3—

regulation 17 5 d ii aa + (aa)after “9E003.a.2.e.,” omit “in”;

regulation 17 5 d ii bb + (bb)after “‘pressure gain combustion’” insert “refers to a combustor where”;

regulation 17 5 e + (e)in the N.B. to entry 9E003.a.2.—

regulation 17 5 e i + (i)for “See 9E003.e. for “technology” “required” for” substitute “For”;

regulation 17 5 e ii + (ii)after “holes” insert “, see 9E003.c. for “technology” “required””;

regulation 17 5 f + (f)in the Technical Note to entry 9E003.a.5., after “purposes of” insert “9E003.a.4. and”;

regulation 17 5 g + (g)in entry 9E003.a.6., for “solid state” substitute “solid-state”;

regulation 17 5 h + (h)in entry 9E003.a.8., after “tolerant’” omit “gas turbine engine”;

regulation 17 5 i + (i)in the Technical Notes to entry 9E003.c.—

regulation 17 5 i i + (i)after the heading “Technical Notes:” on a new line insert “For the purposes of 9E003.c.:”;

regulation 17 5 i ii + (ii)in paragraph 1, for “For the purposes of 9E003.c., the” substitute “The”;

regulation 17 5 i iii + (iii)in paragraph 2, for “For the purposes of 9E003.c., ‘hole” substitute “‘Hole”;

regulation 17 5 i iv + (iv)in paragraph 3, for “For the purposes of 9E003.c., ‘incidence” substitute “‘Incidence”;

regulation 17 5 i v + (v)in paragraph 4, for “For the purposes of 9E003.c., methods” substitute “Methods” and for “Electrical Discharge Machining (EDM)” substitute “electrical discharge machining”;

regulation 17 5 j + (j)in the Technical Note to entry 9E003.e., for “widest” substitute “largest”;

regulation 17 5 k + (k)in entry 9E003.i., after ““Technology” for” insert “gas turbine engine”;

regulation 17 5 l + (l)in entry 9E003.i.3., for “stability.” substitute “stability;”;

regulation 17 5 m + (m)in entry 9E003.k.—

regulation 17 5 m i + (i)in the N.B.1. for “See 9E003.h. for” substitute “For” and for “technology.” substitute “technology, see 9E003.h.”;

regulation 17 5 m ii + (ii)in the N.B.2. for “See 9E003.i. for” substitute “For” and for “technology.” substitute “technology, see 9E003.i.”;

regulation 17 5 n + (n)in entry 9E102, after “9B106,” insert “9B107,”.